CONTRACTOR-Senior Regulatory Reporting Specialist
Job Description
Job Description
Salary:
Position: Senior Regulatory Reporting Specialist
Location: New York City (Hybrid 23 Days Onsite)
Employment Type: Contract
Contract Duration: 7 months
Start Date: ASAP
SoHo Dragon is currently seeking aSenior Regulatory Reporting Specialistfor a contract opportunity with our investment bank client based inNew York City. This is ahybrid role, requiring23 days of onsite presenceper week at the clients office.
RESPONSIBILITIES:
This role is responsible for
-Preparation of Weekly 15c3-3 Customer and PAB Reserve Computations
-Preparation of 15c3-1 Net Capital Calculation
Profile
SKILLS AND QUALIFICATIONS:
Must Have:
- Series 27 License
- Excellent knowledge of SEA rules 15c3-1 and 15c3-3
- US Broker Dealer Regulatory reporting experience
- Knowledge of broker dealer Accounting and Operations
Nice to Have:
- CPA
Recommended Jobs
Job #2843 - Primary Care Physician / Housecalls - Bronx, NY
Internist / Medical Director / Housecalls - Bronx, NY (#2843) Board Certified or Board Eligible Greenlife Healthcare Staffing is currently seeking an Internist to fill an opening with housecal…
Advanced Jewelry Designer
Tiffany & Co. seeks an Advanced Jewelry Designer in New York to ensure design integrity and aesthetic vision across high and fine jewelry projects. The role demands a BFA and over 5 years of experienc…
Safety Technician
Hourly Wage $25.00 Reporting to the Safety and Risk Manager, the Safety Technician will assist with the development and implementation of Environmental Health and Safety (EHS) policies and programs a…
Middle and High School Literacy Learning Specialist
The Quad Preparatory School Middle and High School (Grades 6-12) Literacy Learning Specialist 2024-25 School Year Classification: Exempt Reports to: Upper School Academic Associa…
Administrative Assistant
Job Description Job Description Position Overview: Wildcat is seeking a Full Time Administrative Assistant to provide support to the Senior Director and the Operations Specialist including ass…