CONTRACTOR-Senior Regulatory Reporting Specialist
Job Description
Job Description
Salary:
Position: Senior Regulatory Reporting Specialist
Location: New York City (Hybrid 23 Days Onsite)
Employment Type: Contract
Contract Duration: 7 months
Start Date: ASAP
SoHo Dragon is currently seeking aSenior Regulatory Reporting Specialistfor a contract opportunity with our investment bank client based inNew York City. This is ahybrid role, requiring23 days of onsite presenceper week at the clients office.
RESPONSIBILITIES:
This role is responsible for
-Preparation of Weekly 15c3-3 Customer and PAB Reserve Computations
-Preparation of 15c3-1 Net Capital Calculation
Profile
SKILLS AND QUALIFICATIONS:
Must Have:
- Series 27 License
- Excellent knowledge of SEA rules 15c3-1 and 15c3-3
- US Broker Dealer Regulatory reporting experience
- Knowledge of broker dealer Accounting and Operations
Nice to Have:
- CPA
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