Registered Fund Attorney - Vice President / Senior Vice President
We represent a financial services/fintech company looking to hire a Registered Fund Attorney Vice President or Senior Vice President to join the Legal team. The focus of this role will include representing capital vehicles in the 1933 and 1940 Act space on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and structuring, corporate transactional matters, and more. In addition, this role will represent other investment products, including unit investment trusts (UITs) and exchange traded funds (ETFs). The ideal candidate should have exposure to all aspects of the retail investment management business and should have experience in drafting and negotiating fund documents and related fund materials, including placement agreements and vendor agreements.
Ready to make your application Please do read through the description at least once before clicking on Apply.
Responsibilities:
- Negotiate various agreements with counterparties including distributors, service providers, fund managers and BDCs, non-traded REITs, private REITs, and other closed-end funds registered under the 1940 Act.
- Draft and review of registered fund offering materials, and private fund, UIT and ETF legal documentation. xrczosw
- Assist regulatory and compliance with the substantive provisions of the 1933 and 1940 Act, including those governing affiliated transactions, fund-of-fund arrangements, and advisory and distribution contracts.
Qualification s:
- 4-5+ years of fund formation experience within the registered fund or mutual fund space
- Strong knowledge of the 1933 Act and 1940 Act and Forms N-1A and N-2
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