SVP, Senior Counsel - Registered Funds
- Exciting opportunity to join growing firm.
- Registered funds SME.
About Our Client
Financial services firm.
Job Description
- Provide legal counsel on matters related to registered funds, ensuring compliance with the 33 Act and 40 Act.
- Draft and review legal documents, including fund registration statements and prospectuses.
- Advise on regulatory filings and corporate governance matters.
- Collaborate with internal teams to ensure adherence to legal and regulatory requirements.
- Monitor and interpret changes in securities laws and regulations impacting registered funds.
- Support fund-related transactions, including mergers, acquisitions, and reorganizations.
- Provide training and guidance to internal stakeholders on legal and compliance matters.
- Manage relationships with external counsel and regulatory agencies as needed.
The Successful Applicant
- Strong knowledge of the 33 Act and 40 Act.
- Expertise in handling legal matters related to registered funds.
- Proficiency in drafting and reviewing fund-related legal documents.
- Ability to effectively communicate and collaborate with internal and external stakeholders.
- A Juris Doctor (JD) degree from an accredited law school and admission to the bar.
What's on Offer
- Competitive salary ranging from $225000 to $250000 USD annually.
- Comprehensive benefits package.
- Opportunities for professional development and advancement.
- Collaborative work environment in New York.
Contact
Jennifer Pettigrew
Quote job ref
JN-102025-6872384
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