Vice President, Senior Supervisor Audit

Job Duties: Lead audit staff in the execution of internal audit reviews and activities. Develop a solid understanding of the business by examining business records and collecting information. Identify issues, assess risks, formulate findings and present results to the Audit Manager. Assist with planning audit reviews and activities, design test steps and audit procedures, help assign staff to complete specific audit tests and procedures, oversee field work and reviews, and challenge the testing and work papers prepared by audit staff. Execute testing over areas that require deeper understanding of the business or function under review. Conduct post-audit follow-up to appraise adequacy of corrective action taken to address audit recommendations. Document audit testing and follow-up tasks in accordance with relevant audit standards. Prepare draft recommendations, help explain them to business management, and help draft audit report/conclusion document.Requirements: Masters Degree in Accounting, Business, Finance or Economics, plus two years of experience in the offered position or as Auditor at an international bank or financial services institution.* OR Bachelors Degree in Accounting, Business, Finance or Economics, plus five years of progressive post-Bachelors experience in the offered position or as Auditor at an international bank or financial services institution.* *All of the required experience must have included performing internal audits based on IIA standards and internal audit methodology; applying understanding of the business and products including sec lending, buy/sell, and leveraged finance; examining business records, collecting information, and implementing data analytics using MS Office Suite, Tableau for dashboard development to streamline internal management processes, and SQL and Python to test business processes/models, back-end logics, infrastructures and scenarios; reviewing compliance with governance processes of business units (overall asset quality, underwriting policies, procedures and limits) and regulations around e-communication surveillance, control room and cross-border compliance; and keeping abreast of financial services regulations incl. Federal Reserve, SEC and FINRA. Must have Certified Internal Auditor (CIA) Certification from IAA. This role entails hybrid work, with time split between working in our New York, NY office and flexibility to telecommute from another U.S. location #LI-DNI To apply: E-mail resume to: [email protected]. Reference #46 on resume.