Compliance officer - consumer
Location:
4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. They will provide subject matter expertise of federal regulations and advanced second line of defense oversight to various lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. The Senior Compliance Office will research, interpret and assist with applying laws and federal regulations to each applicable line of business processes and systems. Essential Job Functions- Provide advanced subject matter expertise to the first line of defense for the development of new products and/or processes.
- Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate necessary changes.
- Assist with internal and external regulatory compliance exams.
- Proactively identify process improvements or control gaps and facilitate necessary associated changes.
- Keep abreast of new laws and regulations.
- Educate and provide consultative advice on various regulations.
- Provide independent review and challenge on various line of business activities.
- Participate in or lead various projects related to mitigating risk to Key.
- Conduct gap analyses and testing to ensure compliance risks are mitigated appropriately.
- Bachelor’s Degree required; Juris Doctorate or CRCM preferred.
- Minimum 5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
- Demonstrated knowledge of Regulations E, CC, DD and D, Electronic Signatures in Commercia, UDAAP, deposit insurance coverage (12 CFR 330), Joint Guidance on Overdraft Protection Programs, and other social media or advertising requirements.
- Expertise in regulatory requirements for deposit account origination, including digital origination.
- Expertise in regulatory requirements for online/mobile deposit account services.
- Strong relationship management and leadership skills. Proven ability to work in a team environment.
- Sound decision-making skills; able to make decisions independently and quickly.
- Solid written and oral communication skills and the ability to communicate up and across the organization.
- Strong research skills coupled with strong problem solving/analytical skills.
- Strong attention to detail.
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